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Regulation NMS
Results: 1042

#	Item
291	New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-05-01 09:54:07 Financial markets United States Securities and Exchange Commission United States securities law NYSE Euronext Business NYSE Arca Securities Exchange Act New York Stock Exchange Regulation NMS Self-regulatory organizations Economy of the United States Financial economics
292	March 23, 2012 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-23 17:40:33 Investment Stock market United States Securities and Exchange Commission Regulation NMS Securities Mathematical finance Flash trading Securities Industry and Financial Markets Association Securities Exchange Act Financial markets Financial economics Finance
293	Comments on SR-AMEX[removed]and SR-BSE[removed]from Matthew Hinerfield, Managing Director and Deputy General Counsel, Citadel Investment Group, L.L.C. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-29 17:27:40 United States Securities and Exchange Commission Finance Chicago Board Options Exchange Citadel LLC Regulation NMS Market maker Derivative Financial markets Financial economics Investment
294	H U 0 SON R I \' E R T R .\ 0 I N G L L C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-01 10:00:19 Finance Stock market Securities Mathematical finance Payment for order flow New York Stock Exchange Algorithmic trading Regulation NMS Market maker Financial markets Financial economics Investment
295	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 29, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:03:27 Economy of the United States 73rd United States Congress United States securities law Self-regulatory organizations Investment NASDAQ Philadelphia Stock Exchange Regulation NMS Securities Exchange Act United States Securities and Exchange Commission Financial markets Financial economics
296	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Legal & Government Affairs 20 Broad Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-12 14:05:35 Investment Stock market United States Securities and Exchange Commission Regulation NMS Mathematical finance Flash trading Payment for order flow Order Securities Exchange Act Financial markets Financial economics Finance
297	Microsoft Word - File No. SR-NYSE[removed]NYSE Retail Liquidity Program - SIFMA Comment Letter - Dec. 7, 2011.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-08 10:39:47 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association Regulation NMS Market data NYSE Euronext Securities Exchange Act Financial economics Financial markets Investment
298	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]August 12, 2014 Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Opti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-13 08:44:01 Options Price Reporting Authority Investment Financial system National market system plan United States securities law Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Stock exchange Financial markets United States Securities and Exchange Commission Financial economics
299	SR-BATS[removed]Exhibit 5 Page 59 of 66 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-22 09:15:09 Financial markets Finance Order Mathematical finance Regulation NMS Stop price Immediate or cancel Algorithmic trading Stock market Financial economics Investment
300	SR-BYX[removed]Exhibit 5 Page 48 of 52 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-22 09:14:35 Order Finance Regulation NMS Stop price Dark liquidity Stock market Financial economics Investment

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